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ITG fined for sec lending violations

16 January 2017 Washington DC
Reporter: Drew Nicol

The US 쮸떴눈첵 and Exchange Commission has fined broker ITG more than $24.4 million for securities lending violations relating to the facilitation of naked short selling...

FSB issues final sec lending recommendations

13 January 2017 Basel
Reporter: Drew Nicol

The Financial Stability Board has issued new recommendations for securities lending as part of its review of risks threatening asset managers...

Hong Kong trader spared jail for shorting violation

09 January 2017 Hong Kong
Reporter: Drew Nicol

A Hong Kong-based trader has avoided jail after being reprimanded for uncovered short selling violations...

SEC settles first-of-its-kind shorting suit

06 January 2017 Washington DC
Reporter: Drew Nicol

The US 쮸떴눈첵 and Exchange Commission has settled a first-of-its-kind cease-and-desist proceedings against the senior management of Wilson-Davis & Co, a Utah-based broker-dealer, for short selling violations...

Norway's regulator unable to take new shorting data

03 January 2017 Oslo
Reporter: Drew Nicol

Norwegian short sellers are currently unable to fulfil new short selling disclosure requirements due to the Norwegian Financial Supervisory Authority website experiencing �쁳echnical problems��...

Singapore to tighten short selling rules

16 December 2016 Singapore
Reporter: Drew Nicol

The Monetary Authority of Singapore as proposed a series short selling reforms to enhance market transparency...

SIFMA calls for regulatory impact assessment

09 December 2016 Washington DC
Reporter: Stephanie Palmer

SIFMA's managing director has urged the US House of Representatives to assess the cumulative impact of regulation on short-term financing, identifying �쐏otential, but not exhaustive, areas of concern��...

Cash collateral opened to central banks

08 December 2016 Frankfurt
Reporter: Drew Nicol

Eurosystem central banks will now be able to accept cash collateral in their public sector purchase programme�셲 securities lending facilities, without having to reinvest it in a �쁟ash-neutral manner��...

ECB to extend APP to December 2017

08 December 2016 Frankfurt
Reporter: Drew Nicol

The European Central Bank will continue with a reduced version of it asset purchase programme until December 2017, after the original March 2017 cut-off...

Hong Kong proposed fresh liquidity rules

24 November 2016 Hong Kong
Reporter: Drew Nicol

The Hong Kong 쮸떴눈첵 and Futures Commission is aiming to reinforce market stability through new regulatory proposals that would require securities lending participants to ensure cash reinvestment strategies are �쐓ufficiently liquid��...

FSB updates G-SIB list

21 November 2016 Basel
Reporter: Drew Nicol

The Financial Stability Board has revised its ranking list of globally systemically important banks using year-end 2015 data...

SEC�셲 Fleming defends Dodd-Frank Act

17 November 2016 Maryland
Reporter: Drew Nicol

The US 쮸떴눈첵 and Exchange Commission�셲 Rick Fleming has come out in defence of the embattled Dodd-Frank Act following President-Elect Donald Trump�셲 repeated threats to repeal and replace it...

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