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US SEC fines BNP Paribas 쮸떴눈첵 Corp for Regulation SHO violations

30 June 2020 New York
Reporter: Drew Nicol

The New York-based broker-dealer has been fined for lending shares to an unreliable hedge fund client to settle long sale orders in 2016

Euroclear ESES selects Taskize for client servicing

29 June 2020 London
Reporter: Rebecca Delaney

ESES has gone live with the Taskize communication channel for client servicing

UK�셲 exclusion of CSDR�셲 settlement discipline regime set to create new challenges

25 June 2020 London
Reporter: Becky Bellamy

The UK�셲 exclusion of CSDR's settlement discipline regime as part of its adoption of EU regulations post Brexit, will �쐕ndoubtedly create new challenges for firms in the UK��

EU strikes deal on clearing houses recovery and resolution plans

25 June 2020 Brussels
Reporter: Becky Bellamy

The Presidency of the Council and the European Parliament have reached a deal on a common set of rules for CCPs and their authorities to prepare for and deal with financial difficulties

DTCC�셎 SFTR solution sees 80 percent user growth

24 June 2020 London
Reporter: Natalie Turner

DTCC has 250 clients committed to its Global Trade Repository for SFTR services

CSDR buy-in rules to be dropped by UK

23 June 2020 London
Reporter: Drew Nicol

The UK will not include the CSDR settlement discipline regime as part of its adoption of EU regulations post Brexit as it falls outside the transition period

Brexit: UK will not onshore SFTR for NFCs

23 June 2020 London
Reporter: Drew Nicol

The chancellor of the exchequer has today confirmed that phase four of SFTR, which brings reporting rules for NFCs, will not be onshored in the UK after Brexit

SmartStream launches API for RDU SFTR service

23 June 2020 London
Reporter: Rebecca Delaney

�쏡espite having an additional three-month window to prepare, we have found that many firms need extra help to get them across the finish line," says Linda Coffman, executive vice president of SmartStream RDU