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FINRA Issues Warning on Stock-Based Loan Programs

29 May 2011 Washington D.C.
Reporter: Steven Lafferty

The Financial Industry Regulatory Authority issued a new Investor Alert - Stock-Based Loan Programs: What Investors Need to Know - to educate investors about non-recourse stock-based loan programs, including the risks and rewards of these loans.

J.P. Morgan first foreign agent lender to execute in Brazil

27 May 2011 New York
Reporter: Ben Wilkie

J.P. Morgan Worldwide 쮸떴눈첵 Services has successfully executed and settled a securities lending transaction in the Brazilian market...

Austria extends short selling ban

25 May 2011 Vienna
Reporter: Ben Wilkie

The FMA, the Austrian regulator, has said it will further extend the ban on naked short selling of financial companies' shares until the end of November...

BATS Europe unveils preferred interoperable clearing service

23 May 2011 London
Reporter: Ben Wilkie

BATS Europe has announced plans to launch an exclusive preferred interoperable clearing programme to allow trading participants the choice of a preferred clearer from three interoperating clearing counterparties (CCPs) from late July, pending regulat

Pico selects InRush

20 May 2011 Woburn
Reporter: Justin lawson

Redline Trading Solutions has had its InRush Accelerated Ticker Plant selected for Pico Quantitative Trading�셲 (PQT) new managed solution specifically designed for its multi-asset electronic trading clients...

Opportunities Abound Despite Regulatory Hurdles

19 May 2011 London
Reporter: Will Duff Gordon

Will Duff Gordon looks forward to the Data Explorers New York 쮸떴눈첵 Financing Forum where leading professionals will gather to discuss regulation and the tensions within the securities finance industry, along with some ground breaking new academ

Shearman & Sterling advises SIX x-clear

19 May 2011 London
Reporter: Justin Lawson

Shearman & Sterling has advised SIX x-clear AG (x-clear), a subsidiary of SIS Swiss Financial Services Group AG, on its arrangements to become an interoperable clearing house and central counterparty alongside LCH.Clearnet Limited.

Healthnostics addresses unusual trading

18 May 2011 New York
Reporter: Steven Lafferty

Healthnostics, having previously issued guidance regarding short-sales of Healthnostics, Inc. common stock have noticed unusual trading activity has continued, involving new market-makers, a significant increase in volume and illegal naked short sell

Headstrong to launch collateral management survey

13 May 2011 New York
Reporter: Ben Wilkie

Headstrong has teamed up with TowerGroup to create a benchmarking survey on the collateral management process across all asset classes...

BTIG enhances multi-prime solution

13 May 2011 New York
Reporter: Steven Lafferty

BTIG, LLC, has added J.P. Morgan Clearing Corp. (J.P. Morgan) as a clearing agent and custodian for its Prime Brokerage platform. BTIG Prime Brokerage will now offer its clients both J.P. Morgan Clearing Corp. and Goldman Sachs Execution & Clearing

UK to fight EU short selling curbs

12 May 2011 London
Reporter: Ben Wilkie

The UK is to argue that EU proposals granting European regulators the power to ban short selling during financial crises may be unworkable...

Warsaw to build securities lending activities

11 May 2011 Warsaw
Reporter: Ben Wilkie

The Warsaw Stock Exchange has said it will be creating a bourse for securities lending trades at the start of 2012...

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