FINRA request 10c-1a compliance dates extension
30 Apri 2025 US
Image: pickup/stock.adobe.com
The Financial Industry Regulatory Authority (FINRA) has formally requested an extension from the US Â鶹´«Ã½ and Exchange Commission (SEC) on the remaining compliance dates for Rule 10c-1a.
As part of the proposal, covered parties must begin reporting to a registered national securities association (RNSA) on 28 September 2026, while RNSAs must begin public dissemination of the data on 29 March 2027.
FINRA emphasised the need for more time to build and test infrastructure, onboard firms, and ensure accurate reporting and data integrity.
As part of the proposal, covered parties must begin reporting to a registered national securities association (RNSA) on 28 September 2026, while RNSAs must begin public dissemination of the data on 29 March 2027.
FINRA emphasised the need for more time to build and test infrastructure, onboard firms, and ensure accurate reporting and data integrity.
NO FEE, NO RISK
100% ON RETURNS If you invest in only one securities finance news source this year, make sure it is your free subscription to Â鶹´«Ã½ Finance Times
100% ON RETURNS If you invest in only one securities finance news source this year, make sure it is your free subscription to Â鶹´«Ã½ Finance Times
